1- Obtaining all relevant compliance Laws, regulations and instructions (and all amendments thereof and rules issued thereafter) related to the bank’s operations and activities.
2- Preparing comprehensive compliance policies and procedures that include all Laws, regulations, instructions and practices applied to the bank’s activities subject to the approval of the board of directors.
3- Conducting an annual review to verify all guidelines in the policy manuals and procedures applied in the bank to ensure their conformity with all regulations and instructions and they are complied with.
4- Updating policies and measures periodically to ensure the bank’s compliance with the latest regulations and instructions related to all operations and activities of the bank.
5- Briefing and keeping the senior management of the bank abreast of all applied compliance regulations and policies that require compliance with by the bank.
6- Informing all bank personnel via senior management of all compliance policies and instructions as well as updates thereto.
7- Maintaining information availability continuously and adequately.
8- Preparing a comprehensive plan to examine and ensure that all written policies and procedures approved in the bank are consistent with, and conform to, all applicable compliance rules.
9- Ensure that all approved policies and written procedures in the bank are consistent with, and conforming to all requirements of the compliance program prepared by the Compliance Department. The Compliance Director shall submit proposals on the changes necessary to be made to such policies and procedures to achieve compliance in accordance with the Compliance Manual.
10- Obtaining formal directive and instructions from the senior management to all concerned business, operational and support departments to put in place suitable arrangements and guidance for ensuring that each of them is carrying out the instructions and directives of the Compliance Director in this regard, with a view to ensure that the bank achieves good compliance with rules, instructions, policies and measures.
11- Continually creating an environment of a compliance culture in the bank, and enhancing bank officers and employee awareness and positive thinking of the importance of compliance in the bank as a whole and adhering thereto while performing their duties.
12- Reviewing all forms and contracts used by all departments and divisions of the bank, as well as advertising and promotion forms to ensure their conformity with the compliance rules instructions, given that it is the responsibility of the Legal Department to determine that the bank’s obligations stemming from those forms and contracts and that they will enable the bank to fulfill its future commitments.
13- Reviewing and approving all existing and new banking products to ensure adherence to statutory requirements.
14- Collaboration with all bank departments, external auditors and SAMA regarding rules and instructions included in relevant reports, and making sure of taking necessary corrective measures.
15- Designing and setting a system for preparing internal reports of compliance monitoring and self-assessment of non-compliance risks.
16- Prepare and submit compliance reports.
17- Coordination between SAMA and the bank regarding compliance and among all bank's departments and internal and external legal advisors to ensure good understanding and appropriate application of instructions.
تفاصيل الوظيفة
| 2014-06-30 | تاريخ الإعلان عنها: |
| جدة, المملكة العربية السعودية | منطقة الوظيفة: |
| الإدارة | الدور الوظيفي: |
| بنوك | قطاع الشركة: |
المرشح المفضل
| متوسط الخبرة | المستوى المهني: |
| المملكة العربية السعودية | الجنسية: |
تقدم الآن - وظائف في السعودية - وظائف في جدة, المملكة العربية السعودية - وظائف في الرياض, المملكة العربية السعودية - وظائف الإدارة في السعودية - بحث عن جميع الوظائف
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